Hot Topics in SEC and DOJ Enforcement and Litigation 2023

Sandpiper Partners LLC invites you to the sixth annual Hot Topics in SEC and DOJ Enforcement and Litigation conference.

This year’s complimentary in-person briefing offers a complete update on recent developments featuring the views of government speakers, legal professionals from top law firms, corporate counsel and advisers. The agenda reflects the latest topics of interest and how they will affect your strategy.

These topics include an authoritative and practical update of the following: 

• The DOJ's new corporate enforcement policy
• The SEC’s Cybersecurity Rule including mandating reporting
• New SEC rules on insider trading

Faculty speakers from the government and judiciary

Daniel R. Gregus
Director, Chicago Regional Office, U.S. Securities and Exchange Commission, Chicago

Judge James Patrick Hanlon
District Judge, United State District Court for the Southern District of Indiana, Indianapolis

Zachary A. Myers
United States Attorney, Southern District of Indiana, Indianapolis

Herbert J. Stapleton
Special Agent in Charge, FBI Indianapolis Field Office, Indianapolis

Panelists from law firms, corporate law departments and advisers

Lindsay Edgar
Chief Compliance Officer, WACKER Chemical Corporation, Adrian, MI

Jeffrey A. Garfield
Vice President, Forensic Services, Charles River Associates, Chicago

Jordan Kraner
Principal, Forensic Services, Charles River Associates, Chicago

Kathleen L. Matsoukas
Partner, Barnes & Thornburg, co-chair of White Collar, Compliance and Investigations practice, Indianapolis

Shiv O’Neill
Deputy General Counsel-Americas, Elanco Animal Health, Greenfield, IN

Daniel E. Pulliam
Partner, Faegre Drinker Biddle & Reath LLP, Indianapolis

Stephen Reynolds
Partner, Baker McKenzie, Chicago

Trent J. Sandifur
Partner, Taft Stettinius & Hollister LLP, Indianapolis

Eric Sussman
Partner, Barnes & Thornburg, Chicago

Ben Thomas
Director of Compliance, Zimmer Biomet, Warsaw, IN

Karen M. Weber
Deputy General Counsel, Head of Global Litigation and Assistant Corporate Secretary, Cummins Inc., Indianapolis

Breakfast will be provided. Registration begins at 8:30 a.m.

5.0 hours CLE credit pending, provided by Sandpiper Partners LLC.

Questions? Email Blakelee Kortz or call 317-231-7316.