Alerts1.25.23
SEC Issues FAQ With Additional Guidance On New Marketing Rule
The Marketing Rule FAQ addresses the presentation of gross and net performance for a single investment
On Jan. 11, 2023, the SEC’s Division of Investment Management of the SEC (the “Staff”) issued an additional Marketing Rule FAQ (the “FAQ”) which addressed, among other questions, the presentation of gross and net performance for a single investment in advertisements that are subject to the new Marketing Rule under the U.S. Investment Advisers Act of 1940 (the “Advisers Act”). The Marketing Rule had a compliance effective date of Nov. 4, 2022.
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