Insights3.10.22
SEC Proposes New Short Position Reporting Rules for Investment Managers
Highlights
The SEC has proposed monthly short position reporting by institutional investment managers; public comment period is open until the later of April 26 and 30 days after publication in the Federal Register
Managers would report confidentially on new Form SHO, following which the SEC would publish aggregated monthly short data
Proposed amendment to Regulation SHO would add “buy-to-cover” order-marking requirement for broker-dealers
The U.S. Securities and Exchange Commission (SEC) continues its rollout of proposals to collect more data from hedge funds and other asset managers about their trading and portfolio-management activities. The latest initiative focuses on short-selling disclosure.
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