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Our presenters will be giving their perspectives on emerging trends and priorities in securities and commodities enforcement. Our panelists will discuss spoofing, benchmark litigation, insider trading, cases against advisors, cyber-security, and more.

Moderator: Vincent P. "Trace" Schmeltz, III, Partner, Barnes & Thornburg LLP

Panelists:

  • David Glockner, U.S. Securities and Exchange Commission, Chicago, IL
  • Rosemary Hollinger, U.S. Commodity Futures Trading Commission, Chicago, IL
  • Jim Lundy, Associate General Counsel, ABN Amro Clearing, Chicago, IL
  • Jason Yonan, Chief of the Securities and Commodities Fraud Section, U.S. Attorney’s Office for the Northern District of Illinois
  • Jerome Tomas, Partner, Baker & McKenzie, Chicago, IL

For more information on this program, please download the ABA brochure.

Barnes & Thornburg
One N. Wacker Dr.
Suite 4400
Chicago, IL 60606

Friday, October 14, 2016
Registration: 2:30 p.m. (Central)
Program: 3:00-4:30 p.m.
Reception: 4:30 p.m.

Cost: Non-ABA members: $110
ABA Section of Litigation Member: $50
1.5 hours CLE credits pending.

Questions? Contact Amy Garrison at amy.garrison@btlaw.com or (310) 284-3870.

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