Tom Maxwell has spent more than three decades helping financial institutions address complex transactional and regulatory issues. He forms holding companies for depository institutions and organizes banks and trust companies. He also represents financial institutions as issuers in securities offerings and in acquisitions, including structuring these transactions and securing regulatory approval, and in regulatory proceedings.

For nine years, Tom served as counsel for federal banking agencies including the Federal Deposit Insurance Corporation (FDIC) and Office of Thrift Supervision (OTS). He leverages insights gained in those roles to help clients navigate the full range of regulatory issues, including those arising under the federal Bank Secrecy Act and Corporate Transparency Act), and state and federal consumer compliance laws, such as the Real Estate Settlement Procedures Act and Truth in Lending Act.

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I have a deep understanding of the complex regulatory process faced by financial institutions and know how to help my clients navigate it."
Credentials

Education

  • Indiana University-Bloomington, B.S., 1984
  • Indiana University-Bloomington, J.D., 1987, cum laude

Bar Admissions

  • District of Columbia (Inactive)
  • Massachusetts (Inactive)
  • Indiana
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