Articles1.23.26

2026 SEC Examination Priorities: Key Focus Areas and Business Implications

Margot Laporte

Partner Margot Laporte wrote an article, “2026 SEC Examination Priorities: Key Focus Areas and Business Implications,” for Dow Jones Risk Journal. The article examines the SEC Division of Examinations’ Fiscal Year 2026 priorities, outlining what investment advisers, investment companies and broker-dealers should expect as the agency refocuses on retail investor protection, cybersecurity, emerging technology and anti-money laundering (AML) compliance.

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