News Releases7.28.25
Back-to-Back Wins: B&T Team Achieves Second SEC Termination Letter in Two Months
Another matter closed without charges, reinforcing the team’s regulatory track record
For the second time in two months, the Securities and Exchange Commission’s (SEC) Enforcement Division has closed an insider trading investigation without recommending charges — this time involving trading ahead of a corporate merger. The decision follows counsel from Barnes & Thornburg’s Financial and Regulatory Litigation group, which once again helped a client avoid significant legal and reputational consequences.
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