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Media Mentions

NFA Issues New Rules On Use of Third Parties to Perform Members’ Regulatory Functions

May 28, 2021 New York

David Slovick authored an article in the May 2021 issue of the Hedge Fund Law Report, “NFA Issues New Rules On Use of Third Parties to Perform Members’ Regulatory Functions.” David outlined the general requirements set by a recent NFA notice and provided observations on the implications of those requirements.

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